L14 - High-Gain Antennas#

ECE 444 · Fall 2026

High-Gain Antennas

High gain means a large radiating area driven in phase.

Lesson 14 · Antennas, Phased Arrays, and Radar Systems · Dr. Neil Rogers

Printing

To print the slides, switch to present mode and print: one slide a sheet, with room for notes. Print from read mode for the whole lesson.

Learning Objectives

  1. I can describe how reflectors, Yagi-Uda antennas, and arrays achieve high gain, explain how a log-periodic antenna trades gain for bandwidth, and select an appropriate high-gain antenna for a given application.

Where We Were

  • Lesson 13 topped out at 20 dBi, enough for a short local link.

  • A satellite at 36,000 km or a target ten miles out needs more.

  • Every antenna today, from 20 to 40 dBi, gets its gain from coherent area.

This is the last lesson in Module 2, and it closes the loop the module opened with. You can now predict an antenna’s pattern from its geometry, simulate it, and measure it with a quantified statement of how much of the measurement to believe. Everything today is a gain claim we already know how to check.

The One Idea

\[G = \eta_{\text{ap}}\ \frac{4\pi A}{\lambda^{2}}\]
  • High gain means a large radiating area driven in phase.

  • An aperture is not big in meters. It is big in wavelengths.

  • Reflectors, Yagis, and arrays are three ways to build that area.

A reflector, a Yagi-Uda, and an array side by side, each with the coherent aperture it builds shaded: a mirror, detuned neighbors, or electronics set the phase across it

Every high-gain antenna ever built is a different scheme for assembling a big, coherent aperture: a reflector collects area with a mirror, a Yagi collects it from currents induced on its parasitic elements, and an array adds the area one element at a time. Read the physics before the algebra — \(A/\lambda^2\) counts how many square wavelengths the antenna spans, \(\eta_{\text{ap}}\) is the fraction of that area the antenna uses, and \(A_e = \eta_{\text{ap}}A = G\lambda^2/4\pi\) is the number Friis cares about.

The formula is the one Lesson 13 derived for the horn, and nothing about it is specific to horns. Straight ahead of a flat aperture every phase factor in the radiation integral is 1, so the radiation vector is the plain sum of the aperture field \(E_a\), and Lesson 2’s directivity is

\[\begin{split}\begin{aligned} D &= \frac{4\pi U_{\max}}{P_{\text{rad}}} \\ &= \frac{4\pi}{\lambda^2}\ \frac{\left\vert\int_A E_a\ dS'\right\vert^2}{\int_A \vert E_a\vert^2\ dS'} \\ &= \eta_{\text{ap}}\ \frac{4\pi A}{\lambda^2} \end{aligned}\end{split}\]

with

\[\eta_{\text{ap}} = \frac{\left\vert\int_A E_a\ dS'\right\vert^2}{A\int_A \vert E_a\vert^2\ dS'} \le 1\]

A uniform, in-phase field makes the fraction exactly 1. Every loss term in this lesson is a way of making the numerator smaller than the denominator: a darker rim, a phase error from a bumpy surface, a patch of the aperture blocked by the feed. Hold on to this ratio; the next five frames each evaluate a piece of it.

The Circular-Dish Shortcut

\[G = \eta_{\text{ap}}\left(\frac{\pi D}{\lambda}\right)^{2}\]
  • Every doubling of diameter adds 6 dB.

  • Every doubling of frequency adds 6 dB on the same dish.

For a circular dish, \(A = \pi D^2/4\) and the aperture formula collapses to the one to memorize. The second consequence is why the satellite industry keeps moving up in frequency: the same dish on the roof gains 6 dB every time the band doubles, until the surface tolerance limits it.

Beamwidth and Aperture Size

\[\theta_\text{HP} \approx 70^\circ\ \frac{\lambda}{D}\]
  • Double the dish: the beam halves and the gain climbs 6 dB.

  • Those are the same statement.

Patterns of a uniform circular aperture and of the 10 dB-rule feed's aperture against angle times D over wavelength: the taper widens the beam from 59 to 67 degrees and lowers the first sidelobe from minus 17.6 to minus 25.1 dB

Lesson 6 established the Fourier logic: a wider aperture is a narrower beam, and the beamwidth of an aperture of size \(D\) scales as \(\lambda/D\). Power the antenna no longer sends sideways goes to boresight instead.

The 70° coefficient already assumes a tapered illumination. For a uniform circular aperture of diameter \(D\), Lesson 6’s radiation vector is the two-dimensional version of the line source’s sinc: the integral of \(e^{+jk\hat{\mathbf r}\cdot\mathbf{r}'}\) over a disk, which is

\[\begin{split}\begin{aligned} \vert\mathbf{N}(\theta)\vert &\propto \left\vert\frac{2J_1(u)}{u}\right\vert \\ u &= \frac{\pi D}{\lambda}\sin\theta \end{aligned}\end{split}\]

The half-power point is at \(u = 1.616\), so the full beamwidth is

\[\begin{split}\begin{aligned} \theta_\text{HP} &\approx 2\left(\frac{1.616}{\pi}\right)\frac{\lambda}{D} \\ &= 1.029\ \frac{\lambda}{D}\ \text{rad} \\ &= 59^\circ\ \frac{\lambda}{D} \end{aligned}\end{split}\]

with a first sidelobe at −17.6 dB. Nobody illuminates a dish uniformly, and we will see why two parts from now: a feed that lights the rim 11 dB below the center widens the beam to \(67^\circ\lambda/D\) and pushes the sidelobes to −25 dB. Feeds that taper harder widen it further, so 70° is the round, slightly conservative design number. Use it for design, and use the interactive below to build the reflex.

Eliminating \(D\) between the gain formula and the beamwidth rule ties the two together:

\[\begin{split}\begin{aligned} G\ \theta_\text{HP}^2 &\approx \eta_{\text{ap}}\ \pi^2\ (70^\circ)^2 \\ &= 31{,}400\ \text{deg}^2 \end{aligned}\end{split}\]

for \(\eta_{\text{ap}} = 0.65\). That sits inside the 26,000 to 32,400 range Lesson 2 gave for the pencil-beam estimate \(D \approx 41{,}253/\theta_1\theta_2\), which is the same statement from the pattern side: the narrower the beam, the higher the gain.

Three Knobs on a Dish

Size \(D/\lambda\) moves gain and beam together. Efficiency and surface error only take gain away.

The widget is the two formulas above with one more factor. The three sliders are the three things a designer controls: how many wavelengths across the dish is, the aperture efficiency \(\eta_{\text{ap}}\), and the RMS surface error \(\sigma\). The readouts are what those buy: gain, beamwidth, effective area, and the gain the surface error costs. Only the size appears in both formulas, so it is the only slider that moves the beam. Surface error enters through Ruze’s formula, five frames on; for now read it as a third tax on the gain, next to \(\eta_{\text{ap}}\).

Drive the sliders and watch two numbers move together. Set \(D/\lambda\) and the dish redraws with a tick on the rim for every wavelength across it, while the beam cone narrows on the same canvas. Notice that gain climbs 6 dB per doubling of \(D\) while the beam halves — and then open the surface-error slider and watch the amber curve: hold the panel tolerance fixed and grow the dish, and surface error quietly caps how far you can push it.

Worked Example — a 1 m Dish at 12 GHz

A home satellite-TV dish, roughly 1 m across, receiving Ku band at 12 GHz. Take \(\eta_{\text{ap}} = 0.65\).

Wavelength. \(\lambda = c/f = (3\times10^{8})/(12\times10^{9}) = 0.025\ \text{m}\), so \(D/\lambda = 40\) and the dish is forty wavelengths across.

Gain.

\[\begin{split}\begin{aligned} G &= 0.65\ (\pi \cdot 40)^{2} \\ &= 0.65 \cdot 15791 \\ &= 1.03\times10^{4} \\ &= 40.1\ \text{dBi} \end{aligned}\end{split}\]

Beamwidth.

\[\theta_\text{HP} \approx 70^\circ\ \frac{0.025}{1} = 1.75^\circ\]

A dish that drifts two degrees off the satellite therefore loses the signal.

Effective aperture.

\[A_e = \eta_{\text{ap}}A = 0.65\ \pi(0.5)^2 = 0.51\ \text{m}^2\]

Sanity check on the far field. Lesson 5’s far-field boundary is the distance at which the path from the rim of a \(D\)-wide aperture is within \(\lambda/16\) of the path from its center:

\[\frac{2D^2}{\lambda} = \frac{2(1)^2}{0.025} = 80\ \text{m}\]

You could not measure this antenna on the bench range you used in Lesson 11, and Lesson 9 explains why: it needs a compact range or a near-field scanner, even though one person can carry the dish.

The Parabolic Reflector

  • A reflector amplifies nothing.

  • It takes the spherical wave a small feed already radiates and rearranges its phase.

  • A large flat area then leaves the antenna in step.

Rays leaving the feed at the focus of a parabola reflect into a parallel beam, and every path from the focus to the aperture plane has the same length

The parabola is the surface that does this exactly, and Lesson 9’s compact range is the same geometry used indoors — there the collimated wave is aimed across a chamber instead of at a satellite.

The Equal-Path Property

  • A parabola: every point \(P\) is as far from the focus as from a line \(f\) behind the vertex.

\[\begin{split}\begin{aligned} \overline{FP} + \overline{PA} &= (f + z_P) + (z_a - z_P) \\ &= f + z_a \end{aligned}\end{split}\]
  • No \(z_P\) left: every ray arrives in phase.

A parabola with its focus F, a line a focal length behind its vertex, and the aperture plane in front. For two surface points P, the feed-to-surface leg equals the dashed run from P back to the line, so each ray's whole path equals the straight distance from the line to the aperture plane, the same for every ray

Put the vertex at the origin with the axis along \(z\), so the surface is \(z = \rho^{2}/4f\) and the focus sits at \(z = f\). The distance from the focus to a point \(P\) on the surface, at radius \(\rho_P\) and height \(z_P\), follows from Pythagoras and the surface equation \(\rho_P^2 = 4fz_P\):

\[\begin{split}\begin{aligned} \overline{FP}^{2} &= \rho_P^{2} + (z_P - f)^{2} \\ &= 4fz_P + z_P^{2} - 2fz_P + f^{2} \\ &= (z_P + f)^{2} \end{aligned}\end{split}\]

so \(\overline{FP} = f + z_P\). That is the parabola’s defining property: every point on it is as far from the focus as from the line \(z = -f\) behind the vertex. A ray from the focus to \(P\) then travels parallel to the axis to an aperture plane at \(z = z_a\), covering a further \(z_a - z_P\). The figure says the same thing without algebra: replace the leg \(\overline{FP}\) with its equal, the dashed run from \(P\) back to the line, and every ray’s path becomes the straight distance from that line to the aperture plane. That distance does not depend on which ray you follow, so every point of the aperture plane is in phase.

f/D and the Feed

\(f/D\)

Edge half-angle

Character

0.25

90°

focus in the plane of the rim

0.35

71°

deep, needs a broad feed

0.50

53°

the common compromise

0.60

45°

shallow, feed on a long strut

The half-angle to the rim follows from the equal-path property. Measure a ray from the focus by its length \(r\) and its angle \(\theta'\) from the axis, pointing back toward the vertex. The point it reaches sits at height \(z_P = f - r\cos\theta'\), and \(\overline{FP} = f + z_P\) becomes

\[\begin{split}\begin{aligned} r &= 2f - r\cos\theta' \\ r &= \frac{2f}{1 + \cos\theta'} \end{aligned}\end{split}\]

The point’s distance from the axis is then

\[\begin{split}\begin{aligned} \rho &= r\sin\theta' \\ &= \frac{2f\sin\theta'}{1 + \cos\theta'} \\ &= 2f\tan\frac{\theta'}{2} \end{aligned}\end{split}\]

and the rim is where \(\rho = D/2\):

\[\tan\frac{\theta_0}{2} = \frac{D}{4f} = \frac{1}{4(f/D)}\]

The same \(r(\theta')\) says the rim is farther from the feed than the vertex is, by the factor \(2/(1 + \cos\theta_0)\), so the rim is dimmer than the center even before the feed’s own pattern rolls off. For \(f/D = 0.5\) that spreading alone puts the rim 1.9 dB below the center.

A deep dish (small \(f/D\)) shields the feed from ground noise but demands a feed with an almost hemispherical pattern. A shallow dish is easy to illuminate cleanly but puts the feed far out on a wobbly strut. Most prime-focus reflectors land between 0.3 and 0.6.

Aperture Efficiency Losses

  • \(\eta_{\text{ap}} \approx 0.55\) to 0.7 for a good reflector.

  • The missing 30 to 45% comes from spillover, taper, blockage, and surface error.

  • Each one is a design tradeoff, not a manufacturing defect.

The first trade is the feed’s own pattern. Aim a narrow feed at the dish and the rim sits 20 dB down: the outer part of the dish contributes little, and the effective area shrinks. Widen the feed and the rim brightens — but now power passes the rim entirely and is lost. On receive, spillover also adds noise. Lesson 12’s antenna temperature \(T_A\) is the temperature of whatever the pattern sees, weighted by the pattern. The main beam of an earth-station dish sees sky at a few kelvin to a few tens of kelvin, but the spilled part of the feed pattern looks past the rim at ground near 290 K, and it raises \(T_A\) and with it the noise \(kT_AB\) the antenna delivers.

The 10 dB Rule

Three feed illuminations of the same dish: too narrow with a starved rim, about right with a ten decibel edge taper, and too wide with power spilling past the rim

\[G = \eta_\text{s}\ \eta_\text{t}\ \eta_\text{rest}\ \frac{4\pi A}{\lambda^2}\]
  • Narrow feed: dark rim, area wasted, \(\eta_\text{t}\) falls.

  • Wide feed: power misses the dish, \(\eta_\text{s}\) falls.

  • The gain peaks with the rim about 10 dB below the center.

Spillover and taper are two of the factors inside \(\eta_{\text{ap}}\), and nothing else in the gain formula depends on the feed, so their product is the gain, up to a constant: the edge taper that maximizes \(\eta_\text{s}\eta_\text{t}\) is the edge taper that maximizes the dish’s gain.

It is the house rule of thumb for reflector feeds, and it is why a dish’s aperture distribution always looks like one of the tapers from Lesson 6, with lower sidelobes as a side effect. A uniform circular aperture has its first sidelobe at −17.6 dB; a feed that follows the rule pushes it to about −25 dB.

We can compute the optimum. Model the feed’s power pattern as \(\cos^n\theta'\) and sweep \(n\). Two efficiencies pull against each other. The spillover efficiency is the fraction of the feed’s power that lands on the dish at all,

\[\eta_\text{s} = \frac{\int_0^{\theta_0}\cos^n\theta'\ \sin\theta'\ d\theta'}{\int_0^{\pi/2}\cos^n\theta'\ \sin\theta'\ d\theta'}\]

and the taper efficiency \(\eta_\text{t}\) is the ratio from the frame on the one idea, \(\left\vert\int E_a\ dS'\right\vert^2/\left(A\int\vert E_a\vert^2\ dS'\right)\), with the aperture field set by the feed pattern and the \(r(\theta')\) spreading from the frame on \(f/D\):

\[E_a \propto \sqrt{\cos^n\theta'}\ \frac{1 + \cos\theta'}{2}\]

A broad feed (small \(n\)) gives a nearly uniform aperture and \(\eta_\text{t}\) near 1, but spills. A narrow feed (large \(n\)) puts everything on the dish but leaves the rim dark. For \(f/D = 0.5\) the product peaks at an edge taper of 10.7 dB, where \(\eta_\text{s} = 0.92\), \(\eta_\text{t} = 0.89\), and \(\eta_\text{s}\eta_\text{t} = 0.82\).

Spillover efficiency rises and taper efficiency falls as the rim gets darker; their product peaks at about 0.82 for an edge taper near 11 dB, for a dish with f over D of 0.5

The peak is broad: anything from about 8 to 14 dB is within 0.03 of the best efficiency, which is why a rule of thumb is good enough.

Dish and Feed

Feed pattern \(\cos^n\theta'\): larger \(n\), narrower feed, darker rim, less spillover.

The widget uses the same model as the 10 dB rule: a feed with power pattern \(\cos^n\theta'\) at the focus of a dish with the chosen \(f/D\). The exponent \(n\) is just a dial on the feed’s beamwidth. At \(n = 0\) the feed radiates equally into its whole forward hemisphere; at \(n = 4\) it is 112° wide at its −10 dB points, which the control reports beside the value; at \(n = 20\) it is a narrow pencil. The left panel draws the dish to scale with the feed’s pattern at the focus, shading the part that misses the rim; the right panel plots spillover, taper, and their product against edge taper for that \(f/D\). Start at the default, \(f/D = 0.5\) and \(n = 4\): the rim sits at 53°, the edge is 10.8 dB down, and the product is 0.82. Narrow the feed and spillover falls while the taper efficiency falls with it; widen it and the reverse. Then change \(f/D\) and press the best-\(n\) button: from \(f/D = 0.4\) up, the best product stays near 0.82 at about an 11 dB edge taper, which is why the rule does not depend on the dish. Below about \(f/D = 0.35\) the model’s best product climbs higher, because its feed radiates nothing behind itself and a very broad feed then wastes almost nothing. Real feeds that broad do not exist, which is one reason deep dishes are uncommon.

Blockage and the Offset Feed

\[\begin{split}\begin{aligned} \frac{G}{G_0} &= \left(\frac{A - A_b}{A}\right)^2 \\ &= \left[1-\left(\frac{d}{D}\right)^2\right]^2 \end{aligned}\end{split}\]
  • The feed shadows \(A_b\). The boresight field sums the rest; gain is its square.

  • An offset feed moves it out of the beam.

Left: a prime-focus dish, where the feed at the focus sits in the outgoing beam and casts a shadow. Right: an offset reflector, a slice cut from one side of a larger parent paraboloid, so the feed sits outside the beam

On a 3 m dish a 15 cm feed is negligible. On a 45 cm consumer dish it is not, which is why the dish on the roof looks oval and has its arm hanging off the bottom: the reflector is a slice cut off-axis from a much larger imaginary paraboloid, giving zero blockage and cleaner sidelobes, and the tilted slice is what makes the panel look taller than it is wide.

The blockage factor is the aperture-efficiency ratio again. The feed still radiates the power aimed at the blocked disk of area \(A_b\), so the denominator keeps all of \(A\), but the blocked disk scatters that power instead of adding it in phase on boresight, so the numerator loses the blocked area. For a uniform field,

\[\begin{split}\begin{aligned} \frac{G}{G_0} &= \frac{(A - A_b)^2}{A^2} \\ &= \left[1 - \left(\frac{d}{D}\right)^2\right]^2 \end{aligned}\end{split}\]

The square is the whole story: blocking a fraction \((d/D)^2\) of the area costs that fraction of the boresight field, and gain goes as field squared, while the power the feed pays for does not shrink at all. A 15 cm feed loses 0.02 dB on a 3 m dish and 1.0 dB on a 45 cm one.

Surface Accuracy — Ruze’s Formula

\[\begin{split}\begin{aligned} G &= G_0\ e^{-(4\pi\sigma/\lambda)^{2}} \\ \text{loss (dB)} &= 685.8\left(\frac{\sigma}{\lambda}\right)^{2} \end{aligned}\end{split}\]
  • \(\lambda/50\) RMS loses 0.27 dB, which is negligible.

  • \(\lambda/16\) RMS loses 2.7 dB, which disqualifies the surface.

Left: a bump in the reflector surface lengthens a ray's path by twice the bump depth, in and back out. Right: gain loss grows with the square of the RMS surface error, 0.27 dB at a fiftieth of a wavelength and 2.68 dB at a sixteenth

Phase errors from a bumpy surface reduce the gain exponentially. A bump of height \(\epsilon\) on a shallow dish lengthens the path in and back out by \(2\epsilon\), a phase error \(\delta = 2k\epsilon\), so an RMS surface error \(\sigma\) is an RMS phase error \(\delta_\text{rms} = 4\pi\sigma/\lambda\). In the aperture-efficiency ratio the magnitude of \(E_a\) is unchanged, so the denominator is too, but the numerator now sums \(e^{j\delta}\) over the aperture. For random, Gaussian-distributed errors that sum averages to \(e^{-\delta_\text{rms}^2/2}\), and squaring it gives

\[\begin{split}\begin{aligned} \frac{G}{G_0} &= e^{-\delta_\text{rms}^{2}} \\ &= e^{-(4\pi\sigma/\lambda)^{2}} \end{aligned}\end{split}\]

In decibels the constant is \(10\log_{10}(e)\ (4\pi)^2 = 685.8\). Note what it means for a fixed piece of hardware: a dish held to 0.5 mm RMS is essentially perfect at 6 GHz and has thrown away 1.7 dB by 30 GHz. Big dishes at short wavelengths are a machining problem, not an electromagnetics problem.

The Efficiency Budget

Loss term

Typical

Why

Spillover

0.90

power past the rim

Taper

0.85

rim darker than center

Blockage

0.95

feed and struts

Surface

0.94

Ruze

Everything else

0.97

cross-pol, feed

Product

0.66

an ordinary reflector

The efficiency budget as a waterfall: spillover, taper, blockage, surface error, and the remaining losses take an ideal aperture from 1.00 to 0.66

In the figure, each blue bar is the efficiency left after that term and the red cap on it is what the term took away; each bar starts where the one before it ended, because the terms multiply. That product is where the \(\eta_{\text{ap}} \approx 0.65\) we have been assuming comes from. It is an accounting result, not a constant of nature, and every row of it is a design decision someone made. The spillover and taper rows sit a little below the 0.92 and 0.89 of the 10 dB rule’s optimum, because a real feed’s pattern is not exactly \(\cos^n\theta'\). The cross-polarization in “everything else” is power the dish radiates in the polarization orthogonal to the intended one, which Lesson 3 showed a matched receiver cannot collect.

The Yagi-Uda

Yagi-Uda antenna showing a slightly long reflector, the fed driven element, and a row of progressively shorter directors along a boom, with the main beam endfire

  • Exactly one element is fed. The rest are parasitic: bare rods, no feed line.

  • The driven element’s field induces currents on them, and they re-radiate.

  • Phased right, that re-radiation cancels behind and adds ahead: array gain from one cable.

The driven element is a dipole near \(0.47\lambda\). Every other element has no feed line and no source — just a rod that the driven element’s near field induces a current on. That induced current re-radiates, and the total pattern is the superposition of all of them. There is nothing new physically: this is Lesson 6’s radiation integral with several current filaments instead of one.

Why it matters is the cable. An array, at the end of this lesson, gets its gain by feeding every element and setting each one’s phase with electronics. A Yagi gets most of that gain with one feed line and a row of rods, which is why it is on every rooftop. The price is that nothing sets a parasite’s phase directly. The next three frames are about that: watching the parasites switch on, what phase they need, and how a rod with no feed line gets it.

Switch On a Yagi

The reflector fires as the driven wave passes it, so its own wave runs backward alongside, opposite in sign: the back probe never rings.

The animation is the Yagi in time rather than as a pattern. Seen from above, the elements stand out of the page, so each one is a dot and each radiates a circular wave; red is field one way, navy the other. At \(t = 0\) only the driven element is on. A parasitic element is drawn hollow until the driven element’s wavefront reaches it, because until then nothing has told it to do anything; from that moment it carries a current and radiates a wave of its own. The chart records the field at the two probes, about two wavelengths out in front and behind.

Run it three ways. Driven only: both probes ring at the same amplitude, which is a dipole. + reflector: the driven wave reaches the reflector 0.2 of a period after switch-on, the reflector starts radiating, and its wave heads backward riding on top of the driven element’s own, opposite in sign. The back probe hears both at once and they cancel, so it never rings. Toward the front the reflector’s wave has \(2d\) farther to go, arrives 0.4 of a period later, and lifts the front probe from 1 to about 1.9, the two-element frame’s number. Full Yagi: each director switches on as the wave reaches it and adds its wave in step going forward, so the front builds higher still while the back stays small.

The currents here are prescribed, not solved: the reflector’s at the 108° back-null phase of the next frame, the directors’ at a phase that trails the passing wave slightly, the slow wave of the phasing frame. A real parasite also takes a few cycles to ring up and is re-driven by its neighbors; NEC solves all of that at once, as Lesson 8 did. What the animation gets right is the order of events, which is the point: the parasites do nothing until the driven element’s field reaches them, and everything they contribute is that field, re-radiated with a delay and a phase.

Two-Element Yagi

Arrows: each element's field, added head to tail. A reflector \(0.2\lambda\) behind cancels the back when its current sits \(108^\circ\) off the driven one.

A two-element Yagi is a driven dipole and one reflector a distance \(d\) behind it. How to read the widget: the left panel adds the two elements’ fields in two directions, drawn as arrows. The navy arrow is the driven element, always length 1 and pointing right. The amber arrow is the reflector’s contribution, turned by the reflector’s current phase \(\alpha\) and by the extra trip \(kd\) its wave makes (or saves). The green arrow is the sum, and its length is how strong the antenna is in that direction: toward the front on the left, toward the back on the right. The right panel is the whole pattern seen from above, with the two elements as dots.

The arrows come from Lesson 6’s radiation vector, \(N_z = \int I(z')\ e^{+jkz'\cos\theta}\ dz'\), with the integral now a sum over two filaments: the driven element at \(z = 0\) and the reflector a distance \(d\) behind it, carrying \(I_2 = aI_1e^{j\alpha}\). Straight ahead (\(\theta = 0\)) and straight back (\(\theta = \pi\)),

\[\begin{split}\begin{aligned} N_z(0) &\propto 1 + a\ e^{j(\alpha - kd)} \\ N_z(\pi) &\propto 1 + a\ e^{j(\alpha + kd)} \end{aligned}\end{split}\]

The back lobe cancels when \(\alpha + kd = \pi\). For a typical spacing \(d = 0.2\lambda\), \(kd = 72^\circ\), so the reflector’s current must sit 108° from the driven element’s. The forward sum is then \(\vert 1 + e^{j36^\circ}\vert = 1.90\) for \(a = 1\), nearly the full 2.

Start the widget at the default, \(d = 0.2\lambda\) and \(\alpha = 108^\circ\): the back sum closes to zero and the forward sum is 1.90. Then move \(\alpha\) and watch the null leave the back and the front lobe shrink. Shorten the spacing to \(0.1\lambda\) and press back null: the canceling phase moves to 144°, and the forward sum falls, because the two currents now nearly oppose each other in every direction. Lower \(a\) and the null fills in, which is what a reflector cut too far from resonance does: its induced current is too weak to cancel the driven element.

Parasitic Element Phasing

\[I = \frac{V}{Z} = \frac{V}{R + jX}\]
  • No cable sets a parasite’s phase. Its length does, through the sign of \(X\).

  • Long: \(X > 0\), the current lags and nulls the back: a reflector.

  • Short: \(X < 0\), the current leads and pulls the beam toward it: a director.

The lag and lead are Lesson 7’s input impedance at work. A parasite is a dipole with no feed, driven by the voltage \(V\) the driven element’s field induces on it, so its current is \(I = V/Z\) with \(Z = R + jX\). Lesson 7 found \(X = +42.5\ \Omega\) at exactly \(\lambda/2\), with resonance a little shorter. Longer than resonance, \(X > 0\) and the current lags \(V\) by \(\arctan(X/R)\); shorter, \(X < 0\) and it leads.

Why that matters is the previous frame: the reflector has to carry its current 108° from the driven element’s, and a rod with no feed line has only one way to be told. Most of that phase comes from the coupling, since a parasite’s induced current re-radiates roughly in opposition to the field that drove it, delayed by the trip across the gap. The detuning trims the rest. The reflector runs about \(0.5\lambda\), and its added lag is what tips the balance toward canceling behind. The directors run around 0.40 to \(0.45\lambda\), and their detuning sets the phase lag from one director to the next at slightly more than the free-space \(kd\). That is a slow traveling wave: a wave along the boom whose phase velocity is slightly less than the speed of light, which is what narrows an endfire beam below what elements phased at exactly light speed would give.

This course does not use mutual-impedance matrices. To find the currents on the parasites exactly, we would solve a coupled system with one row per element — that is what NEC did in Lesson 8. Here, the phenomenology is the point: long lags, short leads, and the beam goes toward the short end.

Yagi Gain and Boom Length

Yagi gain against boom length on a doubling scale: typical designs climb about 1.8 dB each time the boom doubles, against two ideal endfire lines, one phased at light speed and one phased for best gain, which both climb 3 dB per doubling

  • Each time the boom doubles, the gain climbs about 2 dB.

  • An ideal endfire line would climb 3 dB: its gain is proportional to its length.

  • The boom length, not the element count, sets the gain.

The plotted points are typical published designs:

Elements

Boom

Gain

3

\(0.3\lambda\)

7.5 dBi

6

\(1.0\lambda\)

10 dBi

10

\(2.2\lambda\)

12.5 dBi

16

\(4.5\lambda\)

14.5 dBi

The result is an endfire beam, main lobe along the boom (the line of the elements) and away from the reflector, rather than broadside to it. Its front-to-back ratio, Lesson 2’s main-lobe peak over the lobe directly behind, is 15 to 25 dB.

Why the boom sets the gain is Lesson 6’s line source turned on its end. Put a current \(I(z') = I_0e^{-jkz'}\) along a boom of length \(L\), phased to travel forward at the speed of light. The radiation vector is the sinc of Lesson 6 with its argument shifted,

\[\begin{split}\begin{aligned} N_z(\theta) &= \int_{-L/2}^{L/2} I_0\ e^{+jkz'(\cos\theta - 1)}\ dz' \\ &\propto \frac{\sin u}{u} \\ u &= \frac{kL}{2}\ (\cos\theta - 1) \approx -\frac{\pi L}{2\lambda}\ \theta^{2} \end{aligned}\end{split}\]

so the beam peaks at \(\theta = 0\), along the boom. The half-power point \(\vert u\vert = 1.39\) now falls at \(\theta^2 \propto \lambda/L\), not \(\theta \propto \lambda/L\) as it did broadside, and the beam is a cone, that narrow in every plane. Its solid angle goes as \(\theta^2 \propto \lambda/L\), so the directivity is proportional to \(L\): the exact result is \(D \approx 4L/\lambda\), and a slow wave pushes it toward \(7L/\lambda\). That is +3 dB per doubling of the boom, whatever the number of elements on it. Those are the figure’s two ideal lines: the lower one is a current phased to travel at exactly light speed (\(4L/\lambda\)), the upper one the slightly slow wave of the previous frames (\(7L/\lambda\)). The horizontal axis doubles at every step, so a straight line on it means a fixed number of dB per doubling.

Real Yagis fall short of that slope. The table climbs about 1.8 dB per doubling: a short Yagi beats the line-source estimate (\(7L/\lambda\) gives 8.5 dBi at \(1\lambda\) against the table’s 10) because its elements are dipoles with gain of their own, and a long one falls behind it (15.0 dBi at \(4.5\lambda\) against 14.5) because the current dies away on the far directors. A Yagi needs only one reflector, because the first already sees very little field behind it. Adding more directors to the same boom adds almost nothing. Practical single Yagis range from 8 to 15 dBi; beyond that, designers stack several and let the stack act as an array.

Yagi Bandwidth

  • Everything on a Yagi is a detuned resonator.

  • Moving a few percent off the design frequency shifts the phases and degrades the pattern.

That is fine for a fixed-channel TV, amateur, or point-to-point link, which is where Yagis appear, and a poor fit for anything wideband. It is also the easiest prediction in this lesson to check on the analyzer from Lesson 10.

Log-Periodic: A Broadband Yagi

  • Dipoles scaled by a fixed ratio \(\tau\), one feed line crossed between neighbors.

  • Only those near \(\lambda/2\) radiate. Longer ones reflect; shorter ones direct.

  • Change frequency and that active region slides: 10:1 bandwidth, at 7–10 dBi.

The same log-periodic dipole array, ten dipoles shrinking toward the front, drawn at two frequencies. At the low frequency the few long elements near half a wavelength radiate and the shorter ones ahead act as directors; at the high frequency the active region has slid to the short end and the longer ones behind act as reflectors. The beam points toward the short end both times

The Yagi’s narrow band comes from having one set of lengths: every element is detuned by a fixed amount at one frequency only. The log-periodic dipole array keeps the Yagi’s physics and gives up the single set of lengths. Each dipole is a fixed fraction \(\tau\) (typically 0.8 to 0.95) of the one behind it, and so is its spacing. At any frequency, the two or three elements within roughly 15% of \(\lambda/2\) carry almost all the current; that is the active region. The longer element just behind it is inductive and acts as a reflector, the shorter ones just ahead are capacitive and act as directors, exactly the rule from the phasing frame. Raise the frequency and a shorter group becomes the resonant one, so the active region slides toward the short end and the antenna looks electrically the same. The usable band runs roughly from where the longest element is about \(\lambda/2\) to where the shortest is.

The name is the scaling. Multiplying every dimension by \(\tau\) maps the antenna onto itself shifted by one element, so its pattern and impedance at frequency \(f\) repeat at \(f/\tau\), \(f/\tau^2\), and so on: periodic in \(\log f\). Between those points the performance wobbles a little, and keeping \(\tau\) close to 1 keeps the wobble small, at the price of more elements.

Unlike a Yagi, every element is connected, to a two-wire line that runs down the boom and is crossed over between each pair of neighbors. The crossover adds 180° to the line delay from one element to the next, and at the close spacings near the active region that progression points the beam toward the short end, where the feed sits. With an uncrossed line the active region would fire back into the long elements behind it and the pattern breaks up.

The price is gain. At any one frequency only the active region, a few elements and a fraction of a wavelength of boom, is doing the work; the rest of the boom is idle until the frequency moves to it. A log-periodic therefore reaches about 7 to 10 dBi, roughly 3 dB below a Yagi on the same boom. That trade, bandwidth bought with boom that sits idle, is why Lesson 3 put the log-periodic in its frequency-independent column next to the spiral, and why it is the usual choice for wideband TV reception, EMC testing, and broadband measurement antennas.

Arrays

\[G_\text{array} = 10\log_{10} N \quad \text{dB}\]
  • Build the aperture from \(N\) small antennas, fed coherently.

  • Sixteen patches add 12 dB; sixty-four add 18 dB.

  • Change each element’s phase and the beam moves, in microseconds.

Left: one patch and its broad beam, about 6 dBi and fixed at broadside. Right: eight patches in a row on one board, half a wavelength apart, each behind its own phase shifter, forming a narrow beam steered 20 degrees off broadside

That capability is worth a module of its own, and it gets one. Module 3 develops the array factor, pattern multiplication, beam steering, grating lobes, and tapering, and you will steer a real beam on the ADALM-PHASER hardware. For today, file the array alongside the reflector and the Yagi as the third approach to the same goal: coherent area.

The \(10\log_{10}N\) is the radiation vector once more. Fed in phase, \(N\) identical elements sum to \(N\) times one element’s radiation vector on boresight, as Lesson 12’s element-and-image pair summed two:

\[\begin{split}\begin{aligned} \mathbf{N}_\text{array}(0) &= N\ \mathbf{N}_\text{el}(0) \\ U_{\max,\text{array}} &= N^2\ U_{\max,\text{el}} \\ P_{\text{rad,array}} &= N\ P_{\text{rad,el}} \\ D_\text{array} &= \frac{4\pi\ N^2\ U_{\max,\text{el}}}{N\ P_{\text{rad,el}}} \\ &= N\ D_\text{el} \end{aligned}\end{split}\]

The third line holds only under a condition. Total radiated power adds element by element only when the elements are far enough apart, about \(\lambda/2\), that they do not share aperture; crowd them closer and their mutual coupling changes each one’s radiated power. So the gain grows with \(N\) only if the aperture grows with it, which is the one idea again: a \(\lambda/2\) grid of \(N\) elements has area \(N\lambda^2/4\), and \(4\pi(N\lambda^2/4)/\lambda^2 = N\pi\).

Choosing: Five Questions

  1. How much gain does the link budget require? Run it first.

  2. What frequency?

  3. How much bandwidth?

  4. Does it have to move or steer?

  5. What are the cost, size, weight, and wind load?

In that order, those five settle almost every real selection. Excess gain adds cost and tightens the pointing requirement. Aperture antennas get small and cheap as \(\lambda\) shrinks while wire antennas get fragile. Reflectors and horns are broadband; Yagis and patch arrays are not. A dish steers mechanically and slowly, an array electronically and instantly, a Yagi mostly not at all. And a 20 dBi antenna that cannot survive local wind and ice loading is not a usable answer.

Three Approaches Compared

Reflector

Yagi

Array

Gain

25–60 dBi

8–15 dBi

15–40 dBi

Bandwidth

wide

a few %

moderate

Steering

mechanical

fixed

electronic

Profile

bulky

long boom

flat panel

Cost driver

surface

almost none

one chain per element

Worked Selection — 20 dBi at 2.4 GHz

You need a 20 dBi ground-station antenna at 2.4 GHz for a cubesat downlink. \(\lambda = 0.125\ \text{m}\), and \(G = 20\ \text{dBi} = 100\).

Required effective aperture. \(A_e = G\lambda^{2}/4\pi = 100(0.015625)/12.57 = 0.124\ \text{m}^{2}\). Every candidate has to deliver that much coherent area.

Dish. With \(\eta_{\text{ap}} = 0.6\), \(A = 0.124/0.6 = 0.207\ \text{m}^{2}\), so \(D = 2\sqrt{A/\pi} = 0.51\ \text{m}\). Beamwidth \(\theta_\text{HP} \approx 70^\circ(0.125/0.51) = 17^\circ\). A half-meter dish with a 17-degree beam is forgiving to point, cheap, and broadband, and no other candidate here matches it on all three.

Yagi. A single Yagi tops out near 14.5 dBi at a \(4.5\lambda\) (0.56 m) boom, so 20 dBi needs four stacked in a 2x2 bay: \(14.5 + 10\log_{10}4 = 20.5\ \text{dBi}\). It works, but it is four booms, a phasing harness, and a narrow band.

Patch array. At \(\lambda/2 = 6.25\ \text{cm}\) spacing with \(\eta_{\text{ap}} = 0.75\), a \(7\times7\) grid spans 0.44 m square, \(A = 0.191\ \text{m}^{2}\), giving \(G = 0.75(4\pi)(0.191)/0.015625 = 115 = 20.6\ \text{dBi}\). The panel is flat, presents low wind load, and a later design can steer it electronically, but it needs a 49-way feed network.

Decision. For a fixed ground station on a rotator, take the 0.51 m dish: fewest parts, widest band, lowest cost. Choose the patch array instead the moment you need a flat profile or electronic steering.

Summary

Idea

What it says

Number to hold onto

\(G = \eta_{\text{ap}}4\pi A/\lambda^{2}\)

gain is coherent area in square wavelengths

\(\eta_{\text{ap}} \approx 0.55\)–0.7 for reflectors

\(G = \eta_{\text{ap}}(\pi D/\lambda)^{2}\)

circular-dish shortcut

+6 dB per doubling of \(D\)

\(\theta_\text{HP} \approx 70^\circ\lambda/D\)

beamwidth is set by size in wavelengths

1 m at 12 GHz \(\rightarrow 1.75^\circ\)

\(A_e = \eta_{\text{ap}}A = G\lambda^{2}/4\pi\)

effective aperture — what Friis uses

1 m dish at 12 GHz \(\rightarrow 0.51\ \text{m}^2\)

\(f/D\)

sets the edge angle the feed must cover

0.3–0.6 typical; 0.5 \(\rightarrow 53^\circ\)

Edge taper

spillover fights illumination taper

rim about −10 dB

Ruze, \(685.8(\sigma/\lambda)^{2}\) dB

surface error reduces gain exponentially

\(\lambda/50 \rightarrow 0.27\) dB; \(\lambda/16 \rightarrow 2.7\) dB

Yagi boom length

boom length, not element count, sets gain

\(\approx +2\) dB per doubling (3 ideal); 8–15 dBi

Log-periodic

the active region slides with frequency

about 10:1 bandwidth at 7–10 dBi

\(10\log_{10}N\)

array gain over one element

64 elements \(\rightarrow\) 18 dB

Where This Is Going

  • L15: illumination sets the sidelobes. Today’s taper bought −25 dB for a 14% wider beam.

  • L16: an array samples that aperture, one element at a time.

  • L18: change each element’s phase and the beam moves. You steer one.

Patterns of a uniform circular aperture and of the 10 dB-rule feed's aperture against angle times D over wavelength: the taper widens the beam from 59 to 67 degrees and lowers the first sidelobe from minus 17.6 to minus 25.1 dB

Today the illumination was a side effect: the feed’s pattern set it, and the 10 dB rule picked it for efficiency. The figure is what it did to the beam on the way, a first sidelobe pushed from −17.6 to −25 dB at the price of widening the beam from 59° to \(67^\circ\lambda/D\). Lesson 15 turns that around and asks which illumination to choose when the sidelobes are the requirement, and what each choice costs in beamwidth and efficiency.

Lesson 16 builds the third approach from today. Sample that same aperture at discrete points, put an element at each, and the pattern becomes the array factor; the illumination becomes a set of element weights you can set yourself. By Lesson 18 those weights carry phase as well as amplitude, and the beam moves with nothing mechanical moving: you will steer the eight-element ADALM-PHASER across the bench and measure what it costs at each angle.